Code of Federal Regulations: Title 17: Commodity and Securities Exchanges
U.S. Government Printing Office, 2005 - 800 pages
The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
What people are saying - Write a review
We haven't found any reviews in the usual places.
Other editions - View all
48 Stat accounting affiliates agency aggregate amended amount applicable asset-backed securities audit client balance sheet broker cash ceedings chapter cial clude column Commis Commission Commission's compensation copy Counsel curities dealer debt deemed described determination Director disclosed disclosure dividends document effective employee entity equity erwise exemption Federal fees financial statements Form Form 8-K formation graph hearing officer income income statement interest investors issuance issued istered istrant market risk material ment motion nancial offering operations options paragraph party payment period person pool assets prior proceeding prospectus purchase purposes pursuant to Rule pursuant to section quired record registrant's registration statement Regulation repurchase agreements request respect rities roll-up schedule secu Securities Act Securities Exchange Act security holders sion small business issuer specified suant subpart subsidiaries term thereof tion underwriter