Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, Pt. 1-199, Revised as of April 1 2010

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Government Printing Office, Jun 16, 2010 - 734 pages
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The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.

 

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Contents

CHAPTER ICOMMODITY FUTURES TRADING COMMISSION Part Page 1 General regulations under the Commodity Ex change Act
7
Title
38
Official seal
121
Registration
122
Commodity pool operators and commodity trading advisors
164
Reserved
165
Contract market rules altered or supplemented by the Commission
217
Rules relating to review of exchange disciplinary access denial or other adverse actions
224
Derivatives transaction execution facilities
435
Designated contract markets
442
Derivatives clearing organizations
455
Provisions common to registered entities
463
Security futures products
477
Antimoney laundering terrorist financing
503
Salary offset
528
Indemnification of CFTC employees
532

Rules of practice
234
Rules relating to investigations
267
Rules relating to reparations
271
Public rulemaking procedures
310
Rules relating to suspension or disbarment from appearance and practice
312
Reportsgeneral provisions
314
Reports by reporting markets
321
Reports by reporting markets futures commission merchants clearing members and foreign bro kers
324
Reports by traders
330
Reports by persons holding bona fide hedge posi tions pursuant to 1 3z of this chapter and by merchants and dealers in cotton
333
Reserved 21 Special calls
335
Foreign futures and foreign options transactions
338
Leverage transactions
355
Regulation of commodity option transactions
388
Regulation of domestic exchangetraded com modity option transactions
402
Part Page 34 Regulation of hybrid instruments
412
Exemption of swap agreements
413
Exempt markets
415
Collection of claims owed the United States aris ing from activities under the Commissions juris diction
533
Procedures regarding the disclosure of information and the testimony of present or former officers and employees in response to subpoenas or other ...
537
Commission records and information
539
Records maintained on individuals
553
Open Commission meetings
562
Implementation of the Equal Access to Justice Act in covered adjudicatory proceedings before the Commission
569
Enforcement of nondiscrimination on the basis
576
handicap in programs or activities conducted
581
Limits on positions
582
Trading standards
587
Broker Associations
591
Privacy of consumer financial information
592
Customer protection rules
621
Registered futures associations
625
Rules relating to review of National Futures Asso ciation decisions in disciplinary membership de nial registration and member responsibility ac tions
628
Bankruptcy
642
191199 Reserved
684
Copyright

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Published by the Office of the Federal Register, National Archives and Records Administration. Official U.S. Government Edition.

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