Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Volum 4 |
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ... United States Uten tilgangsbegrensning - 1988 |
Vanlige uttrykk og setninger
accordance action adviser agency agent amount application assets association authority bank Board broker broker or dealer centum certificate clearing agency Commission contained contract corporation court deemed determine directly directors effect employee engaged exempt Federal filed finds government securities hearing holders holding company indenture indirectly individual institution investment company issued issuer limited loan mails means meeting ment municipal securities necessary or appropriate notice obligations offer officer operations organization otherwise outstanding paragraph participant payment period person prescribe principal prior proceeding proposed protection of investors provisions public interest purchase pursuant reasonable records registered regulatory relating request Reserve respect rules and regulations securities dealer securities exchange sion SIPC specified statement subsection term thereof thereunder tion transactions transfer trustee underwriter United unlawful unless violation voting
Bibliografisk informasjon
| Tittel | Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers ..., Volum 4 Compilation of Securities Laws Within the Jurisdiction of the Committee on Energy and Commerce: Including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, United States. Congress. House. Committee on Energy and Commerce |
| Forfatter | United States |
| Bidragsyter | United States. Congress. House. Committee on Energy and Commerce |
| Utgiver | U.S. Government Printing Office, 1988 |
| Original fra | Pennsylvania State-universitetet |
| Digitalisert | 11. mar 2010 |
| Lengde | 542 sider |
| Eksporter sitat | BiBTeX EndNote RefMan |