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Table of Contents
REPORT OF INVESTIGATION PURSUANT
HOW TO START AND IMPLEMENT A COMPLIANCE
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Accenture accounting alleged amendments Attorney Audit Committee auditors Board of Directors CFTC charges civil Code of Conduct Commission company's compli compliance and ethics Compliance Officer compliance personnel compliance training program Convention cooperation Corporate Compliance Corporate Fraud Task Corruption COSO counsel court defendants Department disclosure documents Duke Energy e-learning effective compliance program employees Energy Enron ensure executives Federal Federal Sentencing Guidelines FERC filed former Fraud Task Force Freddie Mac Global identify implementing internal controls internal investigation investors issues Jeffrey Justice Kaplan legislation litigation ment million misconduct money laundering monitoring organization's oversight penalties pleaded guilty policies prevent and detect procedures ratification regulations Reliant Energy Report responsibility risk assessment Rite Aid Sarbanes-Oxley Act securities fraud settlement standards supra note tion trading United United States Attorney USA PATRIOT Act USCA Sec violations Wendy's International wire fraud wrongdoing