Evaluating S. 1551: The Liability for Aiding and Abetting Securities Violations Act of 2009 : Hearing Before the Subcommittee on Crime and Drugs of the Committee on the Judiciary, United States Senate, One Hundred Eleventh Congress, First Session, September 17, 2009
U.S. Government Printing Office, 2010 - Accomplices - 391 pages
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TABLE OF AUTHORITIES
Scheme Liability Would Reach Beyond
16 other sections not shown
2d Cir abetting liability Abetting Securities aiders and abettors aiding and abetting aiding-and-abetting alleged amici amicus brief Amicus Curiae Bank of Denver beneﬁt Blue Chip Stamps capital markets cause of action Central Bank Chairman SPECTER claims commercial counterparties company’s conduct Congress corporation costs damages decision defraud deterrence duty to disclose enforcement Enron federal securities laws ﬁled ﬁnancial statements ﬁrm FOTM fraud class actions fraudulent scheme GIUFFRA inﬂated Interstate Bank investment investors issue issuer lawyers Liability for Aiding Manor Drug Stores million Nasdaq NYSE NYSE Euronext Petitioner plaintiffs primary violator private actions private liability private right Private Securities Litigation PSLRA Refco Regulation reliance relied requirement right of action risk Rule Sarbanes-Oxley Act scheme liability scienter SEC’s secondary actors Section 10(b securities class actions Securities Exchange Act securities fraud securities fraud class Senate settlement shareholders signiﬁcant speciﬁc statute Stoneridge Supp Supreme Court Tellabs tion transactions Zandford