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FEDERAL SECURITIES LAWS AND REGULATIONS
Rules and Regulations Under the Securities Act of 1933
Offers and Business Combinations
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accepted accounting principles accounting afﬁliates aggregate amount applicable asset-backed securities balance sheet beneﬁt cash certiﬁcates cial Commission compensation deemed deﬁned in Rule deﬁned in section deﬁnition described directors disclosed disclosure document effective date electronic employee entity executive ofﬁcer exemption fees ﬁle ﬁled pursuant ﬁler ﬁling ﬁnancial information ﬁnancial statements ﬁrm ﬁrst ﬁve Form 8-K format furnished graph identiﬁed income income statement incorporated by reference information required Instructions to Item interest Investment Company Act investors issued issuer liabilities market risk material ment offering price options period person pool assets post-effective amendment prior purchase purposes pursuant to Rule pursuant to section qualiﬁed recent ﬁscal regis registrant’s registration statement Regulation S—K required by Item respect roll-up transaction satisﬁed Schedule Securities Act Securities Exchange Act security holders shares signiﬁcant smaller reporting company speciﬁed in paragraph subsidiaries term thereof tion trant underwriter unit investment trust