Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989: hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 646 ... June 14, 15, 1989, Volume 4
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WEDNESDAY JUNE 14
John G Heimann vice chairman Merrill Lynch Capital Markets chairman
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abroad activities Advisers Act AXILROD billion bonds broker-dealers capital markets Chairman clearance and settlement clearing and settlement commercial banks Commission Commission's Committee competitive coordination corporate countries deﬁcit deregulation develop disclosure Dodd domestic markets economic Enforcement Cooperation Act equity European Community Exchange Act ﬁnance ﬁnancial markets ﬁnancial services ﬁrst FOIA foreign authorities foreign securities authorities funds Glass-Steagall global market GREENSPAN Group of Thirty industry Insider Trading institutional investors interest rate swaps International Securities Enforcement internationalization Investment Advisers Investment Company Act issues Japan legislation Lord Camoys major Merrill Lynch NASD NASDAQ OECD percent portfolios primary dealer problems proposed question registration regulatory requirements risk RUDER Section securities firms securities laws securities markets securities professionals securities regulators Senator Donn Senator HEINZ settlement systems share signiﬁcant Stock Exchange Subcommittee swap there’s tion Tokyo Tokyo Stock Exchange trading transactions U.S. markets United York Stock Exchange