HR 718, Markets and Trading Reorganization and Reform Act of 1995
What people are saying - Write a review
We haven't found any reviews in the usual places.
GAO Report to the Ranking Member Subcommittee on Oversight and Inves
3 other sections not shown
Other editions - View all
activities adjudicatory Administrative Law Judges Administrative Procedure Act administrative proceedings agencies appeal decisions award Bentsen Bothwell budget cease and desist CFTC Administrative Hearing CFTC ALJ Programs CFTC and SEC CFTC's enforcement program Chairman Baker civil monetary penalties commission members commissioners commodities laws Commodity Exchange Act Comparison of SEC complaint Congress crrc desist orders disgorgement effective enforcement actions Enforcement Division entities federal fiscal years 1989 FRANK CREMEANS futures contract FY FY FY internal review involving issues J.C. WATTS J.D. HAYWORTH James Bothwell jurisdiction Leach merger merging CFTC Office of Proceedings opinion oversight parties Penny Stock percent positions prehearing problems prohibitions or suspensions reduced the sanctions registration regulations regulatory remand Remedies Act reparations request requirements respective commission's respondents sanctions imposed sec affirmed SEC and CFTC SEC's enforcement programs securities and futures securities laws staffing subpoena swaps task force transactions Treasury types