Insider trading: hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, June 18 and July 23, 1986, Volume 4
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alternative American Stock Exchange analysts announcement ASAM audit trail Ball bank basis breach Chairman Shad Chiarella and Dirks Civil Action Commission Commission's Committee confidential cooperation corporate criminal Dean Witter Reynolds defendants Dennis Levine detect disgorge duty to disclose employees enforcement Exchange Act fact fiduciary duty filed Fluor Corp fraud Hammerman Hypothetical Case Example illegal industry inside information Insider Trading Sanctions Intermarket Surveillance investigation investment investors involved ISIS issuer lawyer liability lower court Luken manipulation market maker Market Surveillance marketplace material nonpublic information member firms merger Merrill Lynch misappropriation theory NASD NASDAQ NYSE options penalty person Phelan plaintiff profits prosecution purchase Rinaldo rule section 10(b Securities Exchange securities markets shareholders shares subcommittee subsection Supreme Court surveillance staff tender offer Thank tion tippee tipping trading activity Trading Sanctions Act transactions violations Wall Street Wirth York Stock Exchange