Institutional investors in a changing economy

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Practising Law Institute, 1970 - Business & Economics - 452 pages
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Based on a transcript of a [PLI] program presented April 9 and 10, 1970.

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Contents

IThe Investor Analyzed
1
IIResponsibility of Investor and Manager
29
IIITrends in Fund Distribution
45
IVCompensation of Investment Managers
59
VThe Future of Mutual Funds
91
VIThe Future of the Securities Industry
105
VIIThe Third Market
127
VIIIRegional Exchanges
137
XIIThe Specialized Brokerage Firm and the Discretionary Account
231
XIIIBanks and Trust Companies
263
XIVDisposition of Mutual Fund Brokerage
285
XVThe SEC 17d and Incentive Compensation
317
XVIServing the Mutual Fund
349
XVIIRecent Legal Developments
373
XVIIIAccounting Problems
389
APPENDIX ABACKGROUND TABLES
423

IXAntitrust Problems
163
XTechniques in Acquisition and Disposition of Securities
187
InHouse Asset Management
209
INDEX
433
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