Investor and Industry Perspectives on Investment Advisers and Broker-DealersIn theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type. |
Contents
Domestic Intelligence in Context | 1 |
Chapter Two Defining Domestic Intelligence | 15 |
Chapter Three Current Domestic Intelligence Arrangements andTheir Performance | 21 |
Chapter Four A Range of Options for Improving Domestic Intelligence | 43 |
Chapter Five Assessing Structural Options | 55 |
An Approach forConsidering the Uncertain Costs and Benefits ofOrganizational Change | 89 |
The Path Forward | 101 |
Appendix A Expert Panel Participants | 109 |
Appendix B Domestic Program Map | 111 |
References | 113 |
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9/11 Commission analysis and/or improve leadership approach ASIO assessment billion Bureau change regulations civil liberties collection concerns coordination costs counterterrorism intelligence creating CSIS current domestic intelligence Data Mining Department of Homeland DOJ OIG domestic intel domestic intelligence activities domestic intelligence agency domestic intelligence efforts domestic intelligence enterprise effective enhance collaboration environment example focus fusion centers gence Homeland Security individuals Information Sharing instance intelligence and law intelligence organizations intelligence service Intelligence-Led Policing Interview investigations JTTFs law enforcement ligence Maher Arar ment mission National Counterterrorism Center National Intelligence National Security Branch NCTC operations organizational oversight Peter Chalk potential prevention privacy and civil Program RAND RAND Corporation relevant reorganization response Review Security Intelligence sensemaking September 11 September 11 attacks specific structure surveillance Task Force terrorism risk terrorist attacks terrorist threat tion U.S. Department U.S. domestic intelligence United USA PATRIOT Act Washington WMD Commission