Laws relating to Securities Commission, exchanges and holding companies, with indices

Front Cover
U.S. Govt. Print. Off., 1959 - Business & Economics - 297 pages
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Contents

Public No 2273d Cong Approved May 26 1933
1
Section Pare 10 Approval of Acquisition of Securities and Utility Assets and Other
10
Additional Remedies
13
Schedule
20
Discretionary Levy of Charges
24
Section Pag
29
Segregation and Limitation of Functions of Members Brokers
36
Station Pita
37
Disposition of Property Consolidations Purchase of Securities
109
Rates and Charges Schedules Suspension of New Rates
110
Fixing Rates and Charges Determination of Cost of Production or Transmission
112
Licenses and Public Utilities Procedural and Admikistrativts Provisions Section 301 Accounts Records and Memoranda
113
Rates of Depreciation
114
Section Pag
115
Enforcement of Act Regulations and Orders
121
Amendment to Subsection a of Section 17 of the Securities Exchange
129

Investigations Injunctions and Prosecution of Offenses
45
Separability of Provisions
51
Extract from
56
AN
57
Interests
74
Simplification of Holding Company System
76
Security Transactions Sale of Utility Assets Proxies Other Transactions
79
Service Sales and Construction Contracts
82
Periodic and Other Reports
84
Accounts and Records
85
Liability for Misleading Statements
86
Officers Directors and Other Affiliates
87
Investigations Injunctions Enforcement of Title and Prosecution of Offenses
88
Hearings by Commission
90
Effect on Existing Law
91
Annual Report of Commission
92
Jurisdiction of Offenses and Suits
93
Liability of Controlling Persons Preventing Compliance with Title
94
Study of PublicUtility and Investment Companies
95
Amendment to Section 3 of the Federal Water Power Act Definitions
96
Amendment to Section 4 of the Federal Water Power Act
97
Amendment to Section 5 of the Federal Water Power Act
99
Amendment to Section 6 of the Federal Water Power Act
100
Amendment to Section 14 of the Federal Water Power Act
103
Amendment to Section 18 of the Federal Water Power Act
104
Amendment to Section 24 of the Federal Water Power Act
106
Interconnection and Coordination of Facilities Emergencies Trans mission to Foreign Countries
107
Effect of this Act on Liability arising Prior to Effective Date
130
Proceedings Subsequent to Approval of Petition
136
Confirmation and Consummation of Plan
146
When Chapter Takes Effect
154
To provide for the regulation of the sale of certain securities In interstate and foreign commerce and through
164
Securities Not Registered under Securities Act
171
Bondholders Lists
181
Special Powers of Trustee Duties of Paying Agents
190
Separability of Provisions
196
General Definitions
197
2 Affiliated company
198
9 Control
199
15 Faceamount certificate
200
20 Investment banker
201
30 Prospectus
202
36 Shortterm paper
203
40 Voting Security
204
Definition of investment company
205
Classification of Investment Companies
207
Registration of Investment Companies
212
Functions and Activities of Investment CompaniesContinued
217
Transactions of Certain Affiliated Persons and Underwriters
224
Dividends
232
Periodic Payment Plans
240
Jft Bankruptcy of FaceAmount Certificate Companies
247
Unlawful Representations and Names
253
Validity of Contracts
259

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