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REGULATORY ENVIRONMENT AND CONSTRAINTS
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accounts active lenders agent Bank and Trust basis bond Borrowed Securities borrower's broker broker-dealer brokerage firm cash collateral CCH Fed collective investment collective investment funds Colonial funds common trust fund Consequently corporate fiduciary costs custodial custodian customers deliver delivery demand Depository Trust Company designation letter distributions dividends earned employee benefit trusts Exchange Commission Federal Reserve finder institutional investors interest Internal Revenue Code Investment Company investment funds investment managers issues lend securities lending activity LENDING AGREEMENT lending fee letter of credit loan of securities loaned securities market value marketable securities marking to market ment mutual fund notice participants percent portfolio potential purchase regulations risk ruling Salomon Brothers Section Securities and Exchange Securities Exchange securities lending security loan selling settlement shareholders shares short sale short selling specific Street Bank teral terminated trading transaction transfer trust assets trust departments York Stock Exchange