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Of Restricted and Control Securities
Analysis of SEC Rule 144
Rule 144 Adopted
10 other sections not shown
act in concert adequate current affiliate aggregated amended amount of securities apply April 15 bank beneficiary bona fide broker broker-dealer circumstances class outstanding collateral comply connection control securities controlling persons convertible securities corporation counsel current public information debt securities deemed default determining distribution equity securities Exchange Commission filed Form fungibility institutional investors investment companies issued issuer legend lender letter stock loan ment non-affiliates notice number of shares paragraph payment permitted pledgor preferred stock prior private offerings private placement privately placed securities problem proposed Rule 144 provisions public offering public sale purchaser pursuant Ralston Purina reasonable inquiry registration statement reporting requirements resale resell respect restricted securities acquired restricted stock Rule l44 sales of restricted SEC Rule Section 4(2 secu Securities Act Release Securities and Exchange securities sold sell securities seller sells restricted securities settlor solicitation statutory stock splits tacking tion trans two-year holding period underwriter Wheat Report