Lost security holders: reuniting security holders with their investments : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, second session, October 4, 2000, Volume 4
United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials
U.S. G.P.O., 2000 - Business & Economics - 33 pages
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abandoned property accounts held agents must conduct BART STUPAK become lost Bergmann BILL LUTHER broker broker/dealers Chairman data base searches database DIANA DeGETTE dividend and interest Division of Market due diligence escheatment laws estimated Exchange Commission Federal financial institution Form TA-2 GREG GANSKE HEATHER WILSON heir finders hold money Internet investment companies issuers John Kasich legislation locating lost securityholders LOIS CAPPS lost security holder lost securityholder accounts Market Regulation Money Magazine mutual funds NAUPA number of lost Ohio Oxley paying agents percent percentage Prepared Statement privacy issue problem required transfer agents reunite RICK LAZIO ROY BLUNT search firms search requirements SEC's Securities and Exchange securities industry securities owners security holder accounts Security number Shamansky shareholder Shimkus STEVE LARGENT street name subcommittee talking Thank tion total accounts Towns Unclaimed Property Administrators undelivered dividends yield back York