Mutual Funds and Annuities Exam: Series 6 Exam of the NASD |
Contents
Introduction | 3 |
Chapter Two Corporate Bonds | 13 |
Chapter Three Other Investment Instruments | 22 |
Copyright | |
16 other sections not shown
Common terms and phrases
A B C D accumulation advertising amount annuity contract Arbitration asset value associated person broker broker/dealers capital gains capital gains distributions client closed-end funds common stock company's contractual plan contributions corporate bonds cost basis custodian customer's DBCC death benefit deduction dividends dollar employee Exchange federal fees fixed fund's guaranteed holder Insider Trading investment advisor investment company investment income investor issue issuer Keogh loaded funds loan long-term gain loss member firm ment minimum municipal bonds mutual fund NASD NASD member net asset value offer price option ordinary income paid payments penalty pension plan period Pioneer Fund policyholder portfolio preferred stock premium prospectus purchase receive redemption registered reinvested retirement risk sell separate account shareholders statement taxable tion transactions Treasury underwriter unit investment trusts United universal life insurance variable annuity variable life insurance violation vote withdrawal plan