National Market Board: Hearings Before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, First Session, On. H.R. 4457 ... March 18, 19, and 20, 1975
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
U.S. Government Printing Office, 1975 - Stock exchanges - 197 pages
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advisory committee agree amendments appointed appropriate authority believe Boston Stock Exchange broker-dealers brokers capital markets central market system Chairman clearing agency Commission's competition concept concern Congress congressional constitution costs create creation DAVANT dealer decision DEERLIN delegation ECKHARDT economic effect efficient elimination establish Exchange Commission existing self-regulatory bodies functions GARRETT GERARD going governing innovation investors legislation market centers market makers marketplace MCCOLLISTER Midwest NASD National Market Board national market system national securities exchanges NEEDHAM NYSE operation oversight Pacific Stock Exchange participants present president problems proposed public interest question recommendations regional exchanges regulation regulatory representative require responsibility RICKERSHAUSER RINALDO ROHATYN rules SEC's Securities and Exchange securities industry securities markets self-regulation self-regulatory agencies self-regulatory organizations SIPC statement structure Stuckey bill Stuckey's subcommittee suggest testimony Thank third market tion TOBIN trading WEEDEN Yearley committee York Stock Exchange