National Securities Market System Act of 1973: Hearings, Ninety-third Congress, First Session, on S. 2519 ..
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
U.S. Government Printing Office, 1973 - Stock exchanges - 743 pages
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LIST OF WITNESSES
Ray Garrett Jr Chairman Securities and Exchange Commission
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action amended American Stock Exchange antirebate rule auction market AutEx authority believe bid-offer spreads bill broker or dealer broker-dealers brokerage central market system Chairman commission rates Commission's competition competitive commission consolidated tape costs court customers discount effect elimination exchange members exchange membership exchange rules Exchange's execution fixed commissions fixed minimum commission floor incentive Instinet institutional issuer legislation listed securities market makers market-makers member firms minimum commission system NASD NASDAQ national market system national securities exchange National Securities Market NEEDHAM NYSE members NYSE's off-board operation orders over-the-counter person procedures proposed Section protection of investors public interest purposes quotation reason regional exchanges registered securities regulatory require SEC's Section 19(b securities association Securities Exchange Act securities industry securities information processor Securities Market System self-regulation self-regulatory organization Senator BIDEN Senator WILLIAMS specialists statement Subcommittee third market tion transactions unlisted trading York Stock Exchange