Nomination of Arthur Levitt, Jr: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on nomination of Arthur Levitt, Jr. of New York, to be a Commissioner and Chairman of the U.S. Securities and Exchange Commission, March 25, 1998, Volume 4
U.S. G.P.O., 1999 - Business & Economics - 60 pages
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accounting standards actions agency alternative trading systems American Stock Exchange AMEX Arthur Levitt Bank believe bill broker-dealers bull market capital markets Chairman Levitt changes circuit breakers colleague Commission's commitment Committee For David companies competition concept release concern conflict of interest Congress continue to disqualify courts D'Amato David Dinkins Democratic Congressional Committee disclosure Exchange Commission FASB Federal fees filed funds important individual investors Insurance issues John Dingell LAUCH FAIRCLOTH leadership legislative history liability litigation reform market structure Moynihan NASD Nasdaq National nomination participate post-trade PREPARED STATEMENT private sector proposal protect investors recklessness standard regulation regulatory remote disk mirroring renomination retail brokers rulemaking rules SEC's Securities and Exchange securities firms securities industry securities markets Senator Bennett Senator Bryan Senator Dodd Senator Faircloth Senator Gramm Senator Reed shareholder SOES SRO's staff STATEMENT OF SENATOR Subcommittee tion transaction U.S. Securities York Stock Exchange