Nomination of Arthur Levitt, Jr: hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on nomination of Arthur Levitt, Jr. of New York, to be a Commissioner and Chairman of the U.S. Securities and Exchange Commission, March 25, 1998, Volume 4
U.S. G.P.O., Jan 1, 1999 - Business & Economics - 60 pages
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accounting standards actions agency alternative trading systems American Stock Exchange AMEX Arthur Levitt believe bill broker-dealers bull market capital markets Chairman Levitt changes circuit breakers clearing broker closed-end funds colleague Commission's commitment companies competition concept release concern conflict of interest Congress continue to disqualify courts D'Amato David Dinkins Democratic disclosure encryption Exchange Commission FASB Federal filed funds important individual investors investment issues LAUCH FAIRCLOTH leadership legislative history liability litigation reform market structure mission NASD Nasdaq nomination NSMIA OOO'IS participate post-trade PREPARED STATEMENT private sector proposal protect investors recklessness standard regulation regulatory remote disk mirroring renomination retail brokers rulemaking rules SEC's Securities and Exchange securities firms securities industry securities markets Senator Bennett Senator Bryan Senator Dodd Senator Faircloth Senator Gramm Senator Reed shareholder sion SOES SRO's staff STATEMENT OF SENATOR Subcommittee tion transaction fees U.S. Securities York Stock Exchange