Nomination of Barbara S. Thomas: Hearing Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, Second Session, on the Nomination of Barbara S. Thomas to be a Member of the Securities and Exchange Commission, August 19, 1980 |
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345 PARK AVENUE accounting Administrative Procedures Act AICPA American Bar Association attorneys Avenue New York Barbara believe Board of Directors CHAIRMAN clients Commission's authority Committee on Banking Committee on Securities comply conflict of interest corporate governance Corporation Law Committee Corrupt Practices Act Enforcement Division Exchange Commission federal agencies federal securities laws Fierman Foreign Corrupt Practices Form 8-K Hays & Handler independent involved issue JAKE GARN Kaye lawyers limited partnerships matters national market system November 29 pattern or practice Petition policies position practice of recurring probable violation proceedings professional proposed rules question reasonable diligence reporting companies response role Rule 2(e rulemaking rules proposed Scholer Securities and Exchange securities offerings Securities Regulation self-regulatory organizations Senator GARN Senator Javits Senator MOYNIHAN Senator WILLIAMS shareholders small business staff sunset provisions THOMAS tion U.S. SENATE Urban Affairs violate or probably Wharton & Garrison WILLIAM PROXMIRE York University