Nomination of Barbara S. Thomas: Hearing Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, Second Session, on the Nomination of Barbara S. Thomas to be a Member of the Securities and Exchange Commission, August 19, 1980
U.S. Government Printing Office, 1980 - 61 pages
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Administrative Procedures Act AICPA American Bar Association attorneys believe Board of Directors businessmen CHAIRMAN clients Commission's authority Commission's efforts comply concerning conduct conflict of interest Congress corporate governance Corporation Law Committee Corrupt Practices Act cost-benefit analyses counsel Enforcement Division Exchange Commission federal agencies federal securities laws Fierman firm Foreign Corrupt Practices Form 8-K Handler independent informed inquiry or investigation investor confidence involved issue JAKE GARN Kaye Law Review lawyers limited partnerships matters national market system NOMINATION OF BARBARA Petition policies position probably violate professional proposed rules question registration statements relationships reporting companies response role Rule 2(e rulemaking scheme are effected Scholer SEC's Securities and Exchange securities offerings self-regulatory organizations Senator GARN Senator Javits Senator MOYNIHAN Senator WILLIAMS small business staff sunset provisions Thomas Enclosure Q tion U.S. SENATE Urban Affairs violate or probably Wharton & Garrison WILLIAM PROXMIRE York University