Nomination of Richard Y. Roberts: Hearing Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, Second Session on the Nomination of Richard Y. Roberts to be a Commissioner of the Securities and Exchange Commission, September 21, 1990, Volume 4
U.S. Government Printing Office, 1990 - 40 pages
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administrative assistant agency assistant and legislative attached Form 278 Auburn University August 21 Bar Association believe capital markets certainly certify Commission's Conduct Regulation Commissioner Committee on Banking concern confirmed conflicts of interest Counsel disclosure disqualify and recuse employment enforcement of margin Exchange Commission Federal final official statement financial institutions financial interest frontrunning George Washington University Glass-Steagall Government Hamilton hearing House important inquiry or investigation insider trading investor confidence issues jurisdiction Laughter legislative director margin requirements ment Merrill Lynch Miller Municipal Securities Information nomination of Richard Odom & Bridgeman operate fairly Pilot Group position practiced law Privileged Assets problem question respect Richard Roberts RICHARD SHELBY Rick Roberts School of Law Securities and Ex Securities and Exchange Senator Heflin Senator Shelby short-term spouse staff stock index futures tender offer area tion U.S. Senate underwriters United States Senate University of Alabama Urban Affairs