One broker gone bad: punishing the criminal, making victims whole : hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, second session, May 23, 2002, Volume 4

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U.S. G.P.O., 2002 - Business & Economics - 194 pages
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Hearing held
Doherty David Executive Vice President for Enforcement New York Stock
Kaplan Mark E Managing Director and General Counsel SG Cowen Securi

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