Paper Crisis in the Securities Industry: Causes and Cures : is the Stock Certificate Necessary? |
Contents
The Breakdown of the Transaction System | 12 |
The Seeds of Difficulties | 52 |
Improving the Present Transfer System | 79 |
Copyright | |
3 other sections not shown
Common terms and phrases
activity American Stock Exchange ANGELES automated back-office operations banks bookkeeping entries broker-dealer brokerage firms brokerage houses buying broker Cage CALIFOR cent central depository system certificate-based certificate's certificateless society Chapter Chart clearing house Clerk corporate shares CUSIP deliver delivery deposit developed dividends effect electronic elimination employees endorsed equipment Federal Reserve function guarantee handling immobilized implemented industry's interest involved issued locked-in trade LOS ANGELES machine-readable certificate major Margin member firms million shares mutual funds NASD NASDAQ NYSE operational problems over-the-counter markets paper crisis period personnel planning procedures programs punched card punched-card purchaser receive registered representatives regulatory result salesmen securities industry securities markets selling broker share-transfer system shareholders signature stock certificate STOCK RECORD stockholder street name street-name certificate street-name registration TICKET tion trading volume transaction transfer agent TRANSFER INSTRUCTIONS turnover Uniform Commercial Code York Stock Exchange