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Tracking Equity Securities
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amount assets banks bond issue bond's breakeven broker broker-dealer buyer calculated capital gains cash certificate CMOs common stock contract convertible bond coupon current yield customer's dealer debit debt deposit discount distributions dividend dollar earnings equity exam exchange expiration federal income interest rates investment company investor issuer loan loss margin account market makers market price market value maturity maximum ment mortgage municipal bond municipal securities mutual fund NASD Nasdaq number of shares NYSE offering option paid portfolio preferred stock premium principal prospectus purchase Quick Quiz quote ratio receive registered rep revenue bonds risk sales charge sell sold spread statement stock splits stockholders strike price Take Note Test Topic Alert tion trading transaction Treasury trust indenture U.S. dollar U.S. government underwriting unit investment trust yield to maturity