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Introduction to PassTrak Series 6
Debt Securities and Yield
11 other sections not shown
accumulation units asset value breakpoint broker-dealer business days capital gains cash value client common stock contributions convertible bond cost base current yield dealer death benefit debt decrease deducted deferred discount distribution dividend Dummy Fund earnings employee ex-dividend date exam exchange Fair Practice federal firm following statements fund's guaranteed HandIV IandH increase interest rates Investment Company Act investment income investor is(are issue issuer Keogh plan long-term maximum sales charge ment municipal bond mutual fund shares NASD NASD member NASD Rules nominal yield nonqualified open-end fund open-end investment company ordinary income paid pany portfolio preferred stock premium prospectus public offering price receive record date redeemed registered representative reinvestment requires Rules of Fair sales literature sales load securities sell separate account shareholders short-term stockholders taxable tion trade U.S. dollar underwriter unit investment trust variable annuity variable life insurance vote withdrawal plan yield to maturity