Penny Stock Market Fraud: Hearings Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, Second Session on H.R. 4497, a Bill to Amend the Federal Securities Laws to Eliminate Abuses in Transactions in Penny Stocks, and for Other Purposes, Part 1
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
U.S. Government Printing Office, 1989 - Penny stocks
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activity Baldwin Barry Minkow blank check blind pool offerings broker broker-dealer capital Chairman Colorado Commission's complaints Corporation criminal customers disclosure dollars enforcement actions Exchange Commission Florida Formato fraud and abuse fraudulent funds Georgia going Goldstein individual initial public offerings investigations investment involved issues Jersey legitimate low-priced securities Lynes market maker market manipulation marketplace Merrill Lynch million NASAA NASD NASDAQ National Oregon organized crime over-the-counter penny stock brokerage penny stock firms penny stock fraud penny stock industry penny stock investors penny stock market penny stock promoters penny stockbroker percent pink sheets Power Securities problem profits registration regulatory reported requirements Rinaldo risk salespersons schemes securities agencies Securities and Exchange securities division securities laws securities regulators sell shares shell shell corporation small investors statement stock brokerage firms Stuart-James subcommittee Task Force trading transactions U.S. Attorney violations Wenstrom Wyden