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PREPARING FOR THE NEW REGULATORY REGIME
SCHULTE ROTH ZABEL LLP GUIDE TO UNDERSTANDING
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2004/Rules and Regulations 2005 Sound Practices Adopting Ralease adviser's Advisers Act Advisers Act Ralease advisory anti-money laundering Anti-Money Laundering Compliance anti-money laundering program Appendix IIIl applicable appropriate audit CFTC clients for purposes commenters Commission counterparty counting clients disclosure doas document edvisers entities estimate Federal Register/Vol filed firm Form ADV fund of funds Fund's funding liquidity risk hedge fund advisers hedge fund industry hedge fund investors Hedge Fund Manager Hedge Fund Manager's Investment Advisers Act Investment Company Act Investor Identification Procedures Laundering Compliance Officer Letter Letter"l limited liability company liquidity risk Litigation Ralease lSept manegers market risk Monagement money laundering mutual fund nead offshore partner performance person policies and procedures pooled investment pricing private fund redemption registered advisers registretion regulatory Risk Monitoring rulemaking securities staff supre note 51 third party trading transactions unregistered USA PATRIOT Act valuation