Regulation of the Commodities, Futures and Options Market, Volume 1
This two volume looseleaf guidebook on commodities regulation & law discusses regulated markets & exchanges & off-exchangeinstruments. Recent developments in tax, ERISA, antitrust, & other areas that impact on commodities trading law are presented in the work.
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Summary Volume 1
Disciplinary and Arbitration Rules
43 other sections not shown
2d Sess 46 Fed Reg amended application associated person Board of Trade CBT Rule CFTC Interpretative Letter CFTC Reg CFTC Regulation CFTC staff CFTC's Chicago Mercantile Exchange clearing house clearing member CME Rule COMEX Rule Comm Fut commission merchant FCM Commodity Exchange Act Commodity Futures Trading commodity option commodity pool operator commodity trading advisor contract market court CSCE Rule customer funds customer's designation exchange option exchange rules executed exemption FCM's filed floor broker foreign broker Form 8-R forward contracts Fut L Rep futures commission merchant futures contracts Futures Trading Act Futures Trading Commission investment jurisdiction leverage contracts limits manipulation modity NYFE Rule option customer option transaction permit positions prior prohibited purchase pursuant registration regulatory Rep CCH securities segregated specifically tion Trading Commission CFTC Transfer Binder violation York Futures Exchange