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aclrbc activities affiliates amount approach bank holding companies bank regulators Bank Risk-Based Capital bank's Basle bonds broker-dealer calculation capital charges capital levels Capital Model Act capital regulation Capital Requirements Differ capital rule cftc commodities computation credit risk customer funds Deposit Insurance determine Differ by Type Diversified Financial Firms equity estimate Exchange Federal Reserve financial regulators Financial Responsibility Rules firm's futures gaap haircut industry insurance companies interest rate risk internal models investment Key SEC Financial liabilities liquidity liquidity risk loans losses market risk market risk capital market value mortgages naic off-balance sheet off-balance sheet items options otc derivatives percent portfolio positions preferred stock raroc Regulated Entity Regulatory Actions regulatory capital requirements risk categories risk management risk measurement risk-based capital ratio risk-based capital requirements Risk-Based Capital Standards risk-weighted assets SEC Financial Responsibility securities broker-dealers specific risk sros tier tier 1 capital trading
Page 134 - futures commission merchant" shall mean and include individuals, associations, partnerships, corporations, and trusts engaged in soliciting or in accepting orders for the purchase or sale of any commodity for future delivery on or subject to the rules of any contract market...
Page 170 - Comments From the Office of the Comptroller of the Currency Note: GAO comments supplementing those in the report text appear at the end of this appendix.
Page 10 - The right, but not the obligation, to buy or sell a specific quantity of an underlying instrument on or before a specific date in the future.
Page 26 - Act, to be so closely related to banking as to be a proper incident thereto (subject to such terms and conditions contained in such regulation or order, unless modified by the Board);".
Page 20 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Page 9 - It consists of senior representatives of bank supervisory authorities and central banks from Belgium, Canada, France, Germany, Italy, Japan, Luxembourg, the Netherlands, Sweden, Switzerland, the United Kingdom, and the United States. It usually meets at the Bank for International Settlements in Basle, Switzerland, where its permanent Secretariat is located.
Page 119 - Is an intangible asset that represents the excess of the purchase price over the fair market value of Identifiable assets acquired less liabilities assumed in acquisitions accounted for under the purchase method of accounting.
Page 15 - System, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation and the Federal Home Loan Bank Board. The four named regulators of financial institutions are referred to herein as the "Supervisory Agencies.