SEC and insider trading: hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, December 11, 1986, Volume 4
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abuses alert alleged analysts Anderson answer Bank Leu believe Boesky's Boston Brian Campbell broker Campbell Chairman Chinese Wall Commission Commission's committee compliance cooperation corporate criminal defendants Dennis Levine detect deterrent Dingell disclosure disgorge Duval efforts enforcement actions fact firm gentleman going Hammerman hearings identify illegal inside information insider trading investigation investment investors involved issue ITSA Ivan Boesky Ketchum leveraged buyout look Luken Macklin market maker Market Surveillance marketplace material nonpublic information matter Merrill Lynch million misappropriation NASD NASDAQ NYSE Office Oxley percent person Phelan potential problem procedures profits prosecution purchase question regulation regulatory restricted list Schaefer SEC's securities laws securities markets Shad SRO's SROs staff Stock Watch Subcommittee surveillance reports surveillance systems Swiss bank takeover talking tender offer testimony things tion trading activity transactions violations Watch system Wyden York Stock Exchange