SEC and insider trading: hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, second session, December 11, 1986, Volume 4
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alleged analysts Anderson Bank Leu believe Boesky's Boston Brian Campbell broker Campbell Chair Chairman Chinese Wall civil Commission Commission's committee compliance cooperation corporate criminal defendants Dennis Levine detect deterrent Dingell disclosure disgorge efforts enforcement actions fact firm gentleman going Hammerman hearings identify illegal inside information insider trading investigation investment investment banking investors involved issue ITSA Ivan Boesky leveraged buyout look Luken Macklin market maker Market Surveillance Section marketplace material nonpublic information matter Merrill Lynch million misappropriation monitor NASD NASDAQ System NYSE Office Oxley penalties percent persons Phelan potential problem procedures profits prosecution question regulation regulatory restricted list Schaefer SEC's securities laws securities markets self-regulatory Shad SRO's SROs staff Stock Watch Subcommittee surveillance systems Swiss bank takeover talking tender offer testimony Thank things tion trading activity transactions TTATO violations Watch system Wyden York Stock Exchange