SEC Authority Over Third Market Trading: Hearing, Ninety-third Congress, Second Session, on S. 3126 ..
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
U.S. Government Printing Office, 1974 - Stock exchanges - 180 pages
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Amendment No 1029 Senator Hart
Schmults General Counsel Treasury Department accom
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amendment American American Stock Exchange anticompetitive antitrust auction market believe bill broker-dealers brokers central market system Chairman committee companies competitive commission consolidated tape corporate deal dealer market effect eliminate equal regulation Exchange Commission exchange markets exchange membership Exchange's execution fair and orderly fixed rates GARRETT hearings individual investors institutional leave the exchange legislation liquidity listed securities listed stocks marketmakers member firms Merrill Lynch NASD NASDAQ national market system national securities exchanges NEEDHAM negotiated rates NYSE orderly markets over-the-counter over-the-counter market participate percent problem proposed public interest public investors question regional exchanges regulatory require rules Securities and Exchange securities industry securities markets sell Senator BIDEN Senator BROCK Senator Hart Senator WILLIAMS shares SHERRILL short selling statement Subcommittee testimony third market dealers third market firms third market makers third market trading tion trading in listed Weeden York Stock Exchange