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Multiple Representation in the Content
A Coordinating and Monitoring the Defense
B Consent by the Client
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2d Cir 9th Cir Act Rel Act Release administrative proceedings agency alleged ancillary relief apply attorney attorney-client privilege broker-dealer C.D. Cal CCH Fed cert client collateral estoppel Commission Commission's conduct consent conspiracy conviction Corp corporation counsel crime criminal prosecution D.C. Cir defendant denied disclosure district court documents E.F. Hutton employees enforcement action enforcement proceedings evidence F.Supp fact federal securities laws ﬁfth Fifth Amendment ﬁrst formal fourth amendment fraud Grand Jury Subpoena immunity indictment investigatory involved issue Justice ment Merrill Lynch obtain offense Parklane Hosiery party person procedures prosecutor pursuant records refused representation request Rule scienter SEC administrative SEC injunctive SEC investigation SEC Lit SEC’s Second Circuit Section Securities Act Securities Exchange Act staff statement statute statutory Subpoena Duces Tecum summons Supp supra Supreme Court testify testimony tion transcript Transfer Binder trial United United States Attorney violations warrant witness