SEC oversight and technical amendments: hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4574 ... February 23, 1984, Volume 4
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Text of H R 4574
Letter dated March 8 1984 from Commissioner James Treadway
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accounting addition adopted agencies amended by striking audit banks basis benefit broker-dealers brokers capital CFTC comfort letter Commission's Committee Common Stock Company's concerns continuous corporation counsel court debt Dingell directors documents due diligence effective equity Exchange Commission exemptions FASB February 28 filings financial statements fiscal Form S-3 funds guidelines incorporated by reference index options industry inserting in lieu insider trading institutions integrated disclosure system Investment Company investor protection involved issue issuers John S.R. Shad legislation Leland liability lieu thereof ment million November 30 officers Options Clearing Corporation paragraph participation Pay N Pak person proposed amendment prospectus proxy pursuant regulation regulatory Release reports requirements responsibility result Rule SEC's Section Securities Act Securities and Exchange Securities Exchange Act shareholders shelf registration statement staff Subcommittee surveillance tion transactions Treadway underwriters violations Wirth work-product doctrine York Stock Exchange