SEC oversight of investment advisers: hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992, Volume 4

Front Cover

From inside the book

What people are saying - Write a review

We haven't found any reviews in the usual places.

Contents

THURSDAY FEBRUARY 20
1
Elizabeth Faitella investor Unionville CT accompanied by Richard Talbot
7
Dr Arthur Shapiro investor Miami Beach FL accompanied by Jay
14
Copyright

9 other sections not shown

Other editions - View all

Common terms and phrases