SEC reauthorization: hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, April 19, 1989, Volume 4
What people are saying - Write a review
We haven't found any reviews in the usual places.
Other editions - View all
activities addition Advisers Act alleged Amex amicus curiae annual reports approval arbitration bank brief argued broker-dealer budget cash-out CBOE certiorari Chairman Circuit Commerce Clause Commission believes Commission filed Commission's brief concerning Congress Corp corporate Court of Appeals CRTF disclosure district court Drexel EDGAR enforcement actions Exchange Act Release exemption federal securities laws fees firm fiscal fraud funds futures contracts holding company increase insider trading interest investment advisers investment company investors issuer issues junk bond legislation limited partnership litigation merger NASAA NASD Office options participation penny stock Phlx program trading proposed rule changes purchase registered regulatory request requirements Ruder Section Securities Act Securities and Exchange Securities Exchange Act securities markets shareholders shares SROs staff statement statute statutory stock index subcommittee Supreme Court tender offer transactions underlying portfolio violations Williams Act Wyden