Sec Reauthorization: Hearing Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, First Session, May 2, 1991, Volume 4
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
U.S. Government Printing Office, 1991 - Business & Economics - 52 pages
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ability accounting accounting reform accredited investors activities affiliated purchasers agencies application appropriate authority bank broker-dealer capital CFTC Chairman Breeden Chinese Wall Commis Commission's committee concern Congress cooperation countries Dennis Levine disclosure distribution participants Drexel Burnham Lambert enforcement Exchange Act Exchange Commission exemptions from Rules fees firms foreign companies foreign issuers foreign markets foreign securities fraud futures exchange global insider trading institutional investors investment issues legislation manipulation MANTON Market Reform Act million NASDAQ O'Brien President Securities oversight OXLEY Penny Stock percent persons President Securities Industry principal market protection pursuant qualified institutional buyers regulation regulatory request rights offerings Rinaldo Rules l0b-6 SEAQ Securities Act Securities and Exchange Securities Industry Association securities laws securities markets self-funding Senate sion Sohio stability staff Stock Exchange subcommittee Thank tions Trading Rules turnover rate U.S. companies U.S. investors U.S. market U.S. securities underwriters United WYDEN