SEC reauthorization: hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 2, 1991, Volume 4
United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
U.S. G.P.O., Jan 1, 1991 - Law - 52 pages
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ability accounting accounting reform activities affiliated purchasers agencies apply appropriate authority bank broker-dealer capital CFTC Chairman Breeden Chinese Wall Commis Commission's Commissioner Schapiro committee concern Congress cooperation countries Dennis Levine disclosure distribution participants Drexel Burnham Lambert enforcement Exchange Act Exchange Commission Federal Reserve fees filed firms foreign companies foreign issuers foreign markets foreign securities fraud futures exchange global insider trading institutional investors investment issues legislation manipulation Manton Market Reform Act million NASDAQ O'Brien President Securities oversight Oxley Penny Stock percent persons President Securities Industry protection qualified institutional buyers registration regulation regulatory request revolving fund rights offerings Rinaldo SEAQ Securities Act Securities and Exchange Securities Industry Association securities laws securities markets self-funding Senate sion Sohio stability staff Stock Exchange subcommittee Thank tions Trading Rules transactions turnover rate U.S. companies U.S. institutions U.S. investors U.S. market U.S. securities underwriters United Wyden