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Chapter 2Unregistered Sales of Securities Under
Chapter 3Public Sales of Unregistered Securities
11 other sections not shown
2d Cir acquired company acquisition action affiliate amount of securities April 15 beneficial owner beneficial ownership broker CCH Fed cert Commission controlling persons convertible securities Corp court curities deemed denied disclosed distribution equity securities Exchange Act Release F.Supp filed held holding period indemnification insider trading insiders investment investors involving issuer Item Kern County Lehman Lehman Brothers liability limited Martin Marietta ment merger Merrill Lynch number of shares offeree offeror officers and directors option outstanding percent plaintiff prior private placement prospectus proxy statement public offering purchase or sale pursuant registration statement Regulation reliance reporting requirements resales restricted securities sale of securities Schedule 13D SEC Securities Act Second Circuit Section 16(b Section 4(2 Securities Act Release Securities Exchange Act securities sold security holders sell seller shareholders six months solicitation statute stockholders Supp supra tender offer tion trading trust underwriter violation