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Unregistered Sales of Securities
Proposed Pule l46
Developments and Interpretations
7 other sections not shown
2d Cir acquired Act of l933 affiliate affirmed aggregate alleged amendment American American Stock Exchange Birnbaum doctrine Borak broker certificates citing class action Common Stock Company control persons corporate action corporate insiders Corporation Law court deception derivative action derivative suit directors disclosure dismissed distribution Exchange Act exemption F.Supp Federal Law Federal Securities filed Form l44 Form S-l4 fraud fraudulent Genesco Hazel Bishop Herpich holding period injunction investor involved issuer l45 transaction liability market maker merger minority shareholders mismanagement Mutual Shares Corp Newport Steel O'Neill offeree Opinion of seller's plaintiff Practising Law Institute prior prospectus proxy rules purchase or sale purchaser or seller registration statement resales restricted securities Ruckle Ruder Rule l44 SALES OF SECURITIES Second Circuit Section 10(b Section 2(ll Securities Act Securities and Exchange Securities Exchange seller's counsel Selling Security Holders selling stockholder solicitation tion transfer agent underwriter