Saving investors money: reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001, Volume 4
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Schumer Sen Charles E a U S Senator from the State of New York
Evans Scott C Executive Vice President TIAACREF Investment
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Americans amount appropriate assets attract and retain believe benefit BENTSEN brokerage firm Capital Markets Chairman BAKER Congress Congressional corporation cost of regulation dollars ensure equity EVANS excessive SEC fees Exchange Commission fee rates fee structure financial regulators financial services fiscal Fossella fund the SEC going Government Sponsored Enterprises Gramm-Leach-Bliley Act hearing Heebner intended investor protection issue KANJORSKI legislation liquidity market liquidity market makers market participants merger and tender million mutual funds Nasdaq NSMIA offsetting collections operations Oxley paid pay parity pension plans percent question reduce the fees Reducing Excessive SEC registration retirement revenue Saving Investors Money SEC employees SEC's budget Section 31 fees Section 6(b Securities and Exchange securities industry securities markets securities transactions Senator GRAMM Senator SCHUMER specialists staff Subcommittee on Capital tender offer testimony Thank TIAA-CREF tion transaction fees trustees UNGER user fee York Stock Exchange