Saving investors money: reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001, Volume 4
What people are saying - Write a review
We haven't found any reviews in the usual places.
Schumer Sen Charles E a U S Senator from the State of New York
Evans Scott C Executive Vice President TIAACREF Investment
3 other sections not shown
Other editions - View all
Americans amount appropriators banking agencies beneﬁt BENTSEN brokerage ﬁrm Capital Markets Chairman BAKER Congress corporation cost of regulation difﬁcult dollars equity Excessive SEC Fees Exchange Commission fee rates fee structure ﬁnancial regulators ﬁnancial services ﬁnd ﬁrst ﬁscal ﬁve ﬂoor Fossella fund the SEC going Government Sponsored Enterprises Graham Heebner investor protection issue KANJORSKI legislation liquidity market makers market participants merger and tender Mike Oxley million mutual funds Nasdaq NSMIA Ofﬁce offsetting collections Oxley paid pay parity pension plans percent qualiﬁed question reduce the fees Reducing Excessive SEC registration retirement revenue Saving Investors Money SEC employees SEC’s Section 31 fees Section 6(b Securities and Exchange securities industry securities markets securities transactions Senator GRAMM Senator SCHUMER signiﬁcant Specialist speciﬁc staff STEPHANIE TUBBS JONES tender offer testimony Thank TIAA-CREF transaction fees trustees UNGER user fee Vito Fossella York Stock Exchange