Securities Acts Amendments of 1964: Amended Securities and Securities Exchange Acts and House Committee Report
Joint Committee on Continuing Legal Education of the American Law Institute and the American Bar Association, 1964 - Securities
What people are saying - Write a review
We haven't found any reviews in the usual places.
49 Stat 68 Stat Act of August Act of June added by Act amended by Act application August 20 banks broker or dealer brokers and dealers Commission ﬁnds Commission may prescribe court deﬁned directly or indirectly effect any transaction effective date effective October 9 exempted security Federal Reserve System Federal Trade Commission ﬁle ﬁled ﬁling ﬁnancial ﬁscal insider trading insurance company interstate commerce issuer June 25 jurisdiction liability material fact means or instrumentality membership ment national securities association national securities exchange necessary or appropriate notice and opportunity ofﬁcer opportunity for hearing paragraph person associated prescribe as necessary proﬁt prospectus protection of investors proxies public interest Public Law qualiﬁcations registered securities association registration statement regulation thereunder respect rule or regulation rules and regulations section 12 Securities Act Securities Exchange Act securities issued security registered speciﬁed subsection suspend therein thereof tion underwriter unlawful unlisted trading privileges violation