Securities Exchange Act Amendments of 1973: Hearings, Ninety-third Congress, First Session, on H.R. 5050 and H.R. 340...
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
U.S. Government Printing Office, 1974
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action activities additional amendments appears application appropriate Association authority bank regulatory believe bill Board brokers certificates Chairman clearing agency Commission Committee concerned continue corporations CURTIS deal dealer deposit effect enforcement entities established examination existing Federal Reserve Federal Reserve Board filing firms functions funds give Group House identify individual industry institutions interest investors issues legislation Moss necessary objective operations organization participants performance person position present president problems procedures processing proposed protection question rates reason receive recommendations record regard regional registration regulation regulatory agency require respect responsibility rules securities depository securities industry securities transactions Senate settlement shares standards statement Stock Exchange Subcommittee Subsection suggest Thank tion trade transfer agents Trust Company valued York YOUNG