Securities acts amendments of 1964: study outline
American Bar Association. Committee on Federal Regulation of Securities, Thomas G. Meeker, Joint Committee on Continuing Legal Education (U.S.)
Joint Committee on Continuing Legal Education of the American Law Institute and the American Bar Association, 1964 - Business & Economics - 168 pages
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BANKS AND INSURANCE COMPANIES
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1964 Amendments 1st Sess 88th Cong aggregate amount of securities annual report application Association balance sheet banks beneficial owner broker or dealer broker-dealer certified class of equity class of securities Committee consolidated Convertible Preferred Stock copies corporation date of filing director or officer disclosure effect employees equity securities Exchange Commission exemption exhibits Federal Federal Communications Commission financial statements Form 8-K held of record insider trading insurance companies interest Interstate Commerce Commission investment investors issuer last fiscal loss statements material membership ment NASD national securities exchange omitted options outstanding over-the-counter paragraph period person prior profit and loss proxy solicitation proxy statement purchase pursuant to Section regis registrant's registration statement Regulation S-X remuneration respect rities Section 12(g secu Securities and Exchange Securities Exchange Act Securities Markets security holders sidiaries significant subsidiary Special Study Study of Securities tion transaction trant unlisted trading privileges voting securities