Securities Acts Amendments of 1975--oversight: Hearings Before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, First Session ....
United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations
U.S. Government Printing Office, 1978 - Securities - 1187 pages
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Establishment of National Market System
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1975 Amendments additional American Stock Exchange application believe best execution broker-dealers brokers central market system Chairman Cincinnati Stock Exchange clearance and settlement Commission's committee competing competition composite quotation system Congress consolidated tape cost dealers Depository Trust Company Eckhardt entities establishment facilities firms implementation interface charges Intermarket Execution System investors issues limit order book limit order protection linkage listed securities Market Advisory Board market centers market makers marketplace merger Midwest Moss NASD NASDAQ national clearance national clearing National Market Advisory National Market Association national market system national system NSCC NYSE operations Pacific Stock Exchange participants Philadelphia Stock Exchange proposed public limit orders registered clearing agencies registration regulation regulatory responsibility rules Securities Acts Amendments Securities and Exchange Securities Exchange Act securities industry securities markets self-regulatory organizations settlement system sole self-regulator specialists statement Subcommittee terminals tion trading transactions York Stock Exchange