What people are saying - Write a review
We haven't found any reviews in the usual places.
OBTAINING JURISDICTION OVER ALL NECESSARY PARTIES 5l0
48 other sections not shown
Other editions - View all
amended American Arbitration Association AMEX analysis answer Appendix appointed appropriate arbi arbitration forum arbitrator's associated person attorney award Board broker called CBOE Chair Chairperson challenges for cause Chapter churning claimant Commission considered controversy copy counterclaim court of law Debit Balance decide decision deposit determine Director of Arbitration disclosed disclosure dispute documents equity evidence Example expert Federal Federal Arbitration Act fees filed firm hearing session investor issue joinder jurisdiction margin market value matter named NASD NYSE objection parties peremptory challenge permit Philadelphia Stock Exchanges present prior procedures proceeding public arbitrators public customer question record request resolved respondent schedule securities arbitration securities industry self-regulatory organizations SICA small claims SRO arbitration Statement of Claim Stock Exchange Submission Agreement submitted subpoena testimony tion trading transactions transactions analysis turnover UCA Section Uniform Code unless witness York Stock Exchange