Securities Exchange Act Amendments. Hearing: Ninetieth Congress, Second Session, on S. 1299 and S.J. Res. 160 ... May 16, 1968, Volumes 22-23
U.S. Government Printing Office, 1968 - Credit - 50 pages
Considers S. 1299, to amend the Securities Exchange Act to regulate the amount of credit extended on securities not listed on a national securities exchange, and S.J. Res. 160, to amend the Securities Exchange Act, to study institutional investors and their effect on the securities market.
What people are saying - Write a review
We haven't found any reviews in the usual places.
Other editions - View all
action activity Advisory Committee amend amount Answer appropriate Association authority Banking and Currency banks believe bill broker-dealers brokers carrying Chairman Cohen Commission Committee concern Congress continue controls customers dealers determine develop differences economic effect equity established existing extend credit Federal Reserve Board firms further impact important increased indicated individual industry influence institutional investors interest Investment Company issues Joint Resolution 160 legislation less letter listed margin margin regulation mutual fund shares mutual funds national securities necessary OTC securities over-the-counter market over-the-counter securities particular percent permit portfolio possible present President problems proposed purchase questions reasons registered regulations representatives requirements respect restricted result role Securities and Exchange Securities Exchange Act securities markets sell Senate Joint Resolution Sparkman staff standards statement tion trading transactions turnover unlisted securities views volume Washington York Stock Exchange